The European Securities and Markets Authority (ESMA) has published its non-binding principles for risk-based supervision to promote a common and effective EU-wide supervisory culture and strengthen ...

The Federal Reserve's new Basel III proposal seeks to establish a single approach to calculate the risk-based capital ...

IRVINE, Calif. — Principles-based rules won’t be a panacea for financial services and, in fact, could create more regulatory risk, some industry observers say. The concept of flexible rules is being ...

The 2025 National Association of Insurance Commissioners (NAIC) President and North Dakota Insurance Commissioner Jon Godfread has stated that: “As state insurance regulators and NAIC Members, our ...

Artificial intelligence is transforming nearly every corner of the financial industry, but regulators and industry leaders remain divided over how to define, govern and deploy the technology ...